- Excerpt from Chapter 23, Sexual and Gender Identity Disorders, by Dorothy Griffiths, Ph.D., J. Paul Fedoroff, M.D., Deborah Richards, B.A., C.H.M.H., Diane Cox-Lindenbaum, A.C.S.W., Ron Langevin, Ph.D., William R. Lindsay, Ph.D., Stephen Hucker, M.D., and Marc Goldman, M.S.

Etiology and Pathogenesis

Risk Factors

Vulnerability influences represent personal (biomedical and psychological) and socioenvironmental features that can place the individual at risk to engage in Paraphilia behaviors when confronted by specific instigating features. Vulnerability influences can be psychological (for example, deficit anger control skills, deficit social skills, or a lack of empathy skills), biomedical (for example, mental illness, neurological problems, physical problems, or a behavioral phenotype), or socioenvironmental (for example, a restricted opportunity for sexual expression). These risk factors, though not instigating the behavior, can serve to create a vulnerability that will influence how an individual will respond when instigating conditions are present. Knowledge of such vulnerabilities that contribute to the behavior not only can assist in differential diagnosis but also can be critical for designing intervention approaches for reducing the vulnerabilities.

Biological Factors

Individuals with Paraphilia show a higher rate of neurological abnormality, biological differences as sex hormone abnormality, substance abuse, and problems in socialization, as well as a history of violence that has been noted by Langevin (1992) (Strength of evidence: IV). Mental illness is present in about 10% of forensic cases, and that is also true of sex offenders. There is disagreement in the field, however, with regard to the relative influence of various factors in the development of a Paraphilia. This determination becomes even more complicated when examining the etiology of sexual offending in people with ID. A Paraphilia might reflect the interactive effect of biomedical influences (that is, physical, neurological, biochemical, sensory, or mental health influences), psychological characteristics (in other words, cognitions, motivational features, communication skills, emotional expressions, anger management skills, or coping skills), and socioenvironmental influences (for example, physical environmental features and social interactions).

The brain pathology of individuals who are sexually aggressive is complicated by the fact that they represent such a heterogeneous group relative to their preference of sex, age, sexual acts, and the context of the offense. Due to the heterogeneity of the population, it is questionable whether brain pathology is present in all offenders (Langevin, Wortzman, Wright, & Hardy, 1988) (Strength of evidence: IV). It appears that the presence of brain damage and dysfunction in some sex offenders can serve as an underlying vulnerability that interferes with psychological and biological functioning. The exact nature of the influence, however, is still speculative and under investigation.

There is evidence that certain mental disorders are more prevalent among sex offenders; it has similarly been suggested that people with ID are as likely or more likely than the nondisabled population to develop emotional or mental health problems.

Psychosocial Factors

Risk factors that are associated with the development of a Paraphilia, such as a lack of attachment, neurological challenges, and a lack of prosocial skills, are also highly associated with ID. People who develop sexually offensive behavior have been found to have poorer attachment bonds and family relationships, suffer from low self-esteem, experience greater emotional loneliness, have difficulty with social skills, enjoy fewer friendships and intimate relationships, and have difficulty with issues of power and inhibition (Marshall, Hudson, & Hodkinson, 1993) (Strength of evidence: V). Individuals with ID are more vulnerable than are nondisabled people to such psychological factors, which might be associated with counterfeit deviance.

The psychological factors that can contribute to counterfeit deviance include, but are not limited to, a lack of social skills or sociosexual knowledge, institutionalized sexual learning, and communication problems. Moreover, the lack of typical sexual learning and the nature of sexual and relationship experiences generally afforded by society to individuals with ID has also been found to correlate to expressions of sexuality that were inappropriate and sometimes labeled deviant. Individuals with ID are more likely to experience repressive, abusive, and culturally distorted sexual learning, which can contribute to inappropriate expressions of their sexuality.

The cognitive challenges of the person with ID can also play a role in the presentation of a behavior that might appear as a Paraphilia. For example, Griffiths and Fedoroff (in press) (Strength of evidence: V) described a young man who repeatedly masturbated in the living room. He was redirected to his bedroom and instructed that the bedroom was the appropriate location for such behavior; he immediately returned to the living room and began to engage in the behavior again. One conclusion would be that he was sexually aroused from the reaction he received from the female staff and residents. On the other hand, an alternate hypothesis was tested to see if it was that he needed the presence of some visual aid (for example, the presence of the women) to gain arousal. Testing the rival hypothesis by providing him access within his bedroom to posters of women in bathing suits and the swimsuit edition of Sports Illustrated resulted in the elimination of the behavior problem. Instruction was also provided so that he understood why his previous behavior was considered inappropriate and offensive to the women. To summarize, a simple testing of an alternative hypothesis quickly allowed the determination of a Paraphilia to be put aside.

The sexual abuse of people with ID is extremely prevalent in our society. It has been suggested that 88% of people with ID have been sexually exploited (Hill, 1987) (Strength of evidence: V). Although exact prevalence is difficult to determine due to differences in the methodology used, Doucette (1986) (Strength of evidence: V) suggested that people with ID are at least one and a half times more at risk for sexual abuse than are other members of society.

Early sexual abuse might condition some individuals to respond sexually to the presence of certain individuals or when confronted with specific situations reminiscent of early experiences of abuse. The relationship between childhood violence and trauma and the development of sexual offending behavior is called the traumagenic model. Finkelhor (1986) (Strength of evidence: V) has suggested that some sexual offenders might be motivated to recapitulate their own sexual victimization and that the content of the sexual fantasies of repeat offenders could be the result of “protracted sexually deviant and pathological experience first sustained at a young age” (Prentky & Burgess, 1991, p. 241) (Strength of evidence: V). According to the traumagenic model, for some sex offenders there is a correlation between the age of onset of fantasy-driven sexual aggression and the age of their own abuse, the duration of their abuse, and the level of invasiveness of the abuse (Pithers, 1993) (Strength of evidence: V). As noted, however, the correlation between the age of the victim and that of the victimizer is not high.

Griffiths (as cited in G. Allan Roeher Institute, 1988) in a survey of a sample of individuals participating in a clinic for sexual offenders with ID, reported that all the individuals receiving treatment at a specific point in time had childhood experiences of abuse. Although this 100% rate was not present in subsequent samples, the high rates of abuse experienced by individuals with ID who had been referred for sexual offending behavior did continue. Similarly, Hingsburger (1987) (Strength of evidence: V) reported that individuals with ID with histories of institutionalization had experienced molestation or coercive sexual activity while in the institution, and that many of these individuals later committed similar acts against individuals who were younger and more vulnerable.

In a rare empirical study on this topic, Lindsay, Law, Quinn, Smart, and Smith (2001) (Strength of evidence: V) reviewed the patterns of physical and sexual abuse in offenders with ID, comparing those who offended sexually (46) with those who offended nonsexually (48). After conducting comprehensive assessments over a period of a year of their experiences of childhood sexual and physical abuse, they found that 37% of the sexual offenders and 12.7% of the nonsexual offenders had been sexually abused, whereas 13% of the sexual offenders and 33% of the nonsexual offenders had experienced nonsexual physical abuse. They concluded that sexual abuse in childhood was a significant variable in the history of sexual offenders, whereas nonsexual physical abuse was more prevalent in the history of nonsexual offenders; nonetheless, they concluded, a history of abuse does not invariably lead to offending behavior, nor is it sufficient as an explanation of the abuse--offense cycle.

Most individuals who have experienced childhood sexual abuse do not develop Pedophilia; conversely, most individuals who sexually offend against children were not themselves sexually abused. Nonetheless, data do indicate that for some individuals the traumagenic experience might have conditioned certain stimuli to be sexually arousing (that is, children of a certain age or in specific situations). People with ID might be more likely to relive the traumagenic experience because: (1) their abuse is often repeated, (2) it is often not addressed nor treated, (3) the individual is often unlikely to escape the conditions or environment or victimizer associated with the event, and (4) there are less likely to be prosocial sexual experiences that replace the initial experience. Therefore, to the extent that the abuse is currently affecting the sexually inappropriate behavior, it can be said that the abuse is affecting the current issues.

People with ID might lack appropriate sociosexual knowledge. This could be directly related to behavioral phenotypes (Griffiths, Richards, Fedoroff, & Watson, 2002) (Strength of evidence: V), the lack of sociosexual education or social skills training (Griffiths et al., 1989) (Strength of evidence: V) or the result of exposure to environments where the sociosexual culture has promoted behaviors that might be inappropriate (Hingsburger, 1992) (Strength of evidence: V). For example, a young man who has always lived in an institutional environment where privacy was not respected nor taught is now living in the community. He drops his pants when he needs to go to the bathroom to signal his discomfort; however he does so whether in private or public. This behavior could be misinterpreted as a Paraphilia rather than simply a lack of prosocial learning.

These psychological risks can be even more apparent in individuals with more severe levels of ID, who might lack traditional communication skills or language to explain various types of distress or needs. This lack of communication could also lead to a misinterpretation of Paraphilia. For example, a woman with Severe ID is experiencing distress due to vaginitus or a yeast infection. Without a means to communicate this distress to someone else, she attempts to insert an object to scratch the itch, or she rubs up against objects or people. This could easily be misinterpreted as a Paraphilia.

The impulsive and aggressive sexual acting out of some individuals with Sexual Disorders can be associated with Attention-Deficit/Hyperactivity Disorder (ADHD). It is important to assess ADHD in individuals with Sexual Disorders generally, because the disorder can occur at any level of intellectual functioning, although it is not specifically associated with ID (Wender, 2000). Learning disabilities occur in about half of all ADHD cases, and intellectual development is often uneven, with strengths in some areas and deficits and delays in others. Tasks requiring sustained attention can be especially impaired without treatment of the ADHD, and lower overall scores on standard tests of intelligence result. The sexual acting out of some individuals can be reduced with treatment of the ADHD.

Genetic Syndromes

Some syndromes that either cause ID or are frequently seen in individuals with ID carry behavioral phenotypes that could appear topographically as Paraphilia. Griffiths et al. (2002) (Strength of evidence: V) reported that individuals with ID are more likely to experience physical and medical challenges that interfere with their sexual experience. Some of these syndromes are genetically determined, and some are unknown. The expression of the inappropriate behavior, however, might not be directly related to the disability but to an aspect of the behavioral pheonotype. For example, clinicians have reported that inappropriate sexual behavior with Asperger’s Disorder might be related to Tourette’s Disorder because of some complex motor tics involving the touching of the genitalia of the self or of others and with Williams syndrome because of increased sociability.

Smith-Magenis syndrome is associated with polyembolokoilamania (the inserting of objects into orifices, such as ears or mouth as well as anus or vagina). These latter expressions of orifice stuffing are typically interpreted to be a sexual act rather than as a behavior associated with the syndrome, although the exact function this serves the individual is obscure. There is no apparent evidence to date to indicate that this behavior is sexual (Griffiths et al., 2002) (Strength of evidence: V). It should be noted, however, that research on the syndromic relationship to sexual problems is lacking. Hypotheses have been based on clinical opinions.

Socioenvironmental Factors

Edgerton (1973) (Strength of evidence: V) has suggested that people with ID do not tend to demonstrate any more sexually inappropriate behavior than do nondisabled people if they are provided a normative learning experience. In a discursive summary of the research literature on sexual aggression and people with ID, Griffiths (2002) (Strength of evidence: V) presented research both from the disability field and the sex offender field to demonstrate the potential relationship between known vulnerabilities for the development of sexual offending behavior and the life experiences that are afforded most people with ID.

In many environments that support people with ID, sexual activity of an appropriate nature might never have been taught, made available, or permitted to these individuals. In the environments in which most people with ID live, sexual activity is generally severely restricted or punished. Day (1997) (Strength of evidence: V) has suggested that the high rates of sexual offense behavior committed by people with ID are a reflection of the generally repressive and restrictive attitudes toward the sexuality of people with disabilities.

The restrictive nature of the environment can directly influence the development of inappropriate sexual behavior in the form of either erotophobia or functional institutionalized sexual behavior.

n       Erotophobia

As explained earlier, Hingsburger (1992) (Strength of evidence: V) suggested that the sexual experiences of individuals with ID have been so suppressed, controlled, or punished that the individuals could be conditioned to a negative reaction tendency to anything sexual. This conditioning can alter their response to the instigating factors for normal sexual experiences. In some cases, the person might shift to response patterns that appear abnormal. In addition, the erotophobia might alter an individual’s response to interviewing and phallometric testing, which could account for the differential patterns of some people with ID that were observed by Murphy et al. (1983a) (Strength of evidence: V).

n       Institutionalized sexual behavior:

Many agencies still hold written or unwritten policies that fail to recognize the sexuality of the people they serve or that prohibit and even punish sexual expression, appropriate or inappropriate, consenting or not. Consequently, there is no differential response for individuals who engage in consenting appropriate sexual expression from those who engage in coercive nonconsensual expression. The only difference pragmatically is that inappropriate or nonconsenting sexual behavior might have less of a probability of being detected by staff.

Adaptation of Diagnostic Criteria

All forms of Paraphilias have been noted to occur in people with ID. Some people with ID, however, might present behaviors that topographically appear as a Paraphilia yet not include recurrent and intense sexually arousing fantasies or sexual urges. Differential diagnosis of Paraphilia or counterfeit deviance is required. Clinicians should rule out the rival hypothesis of counterfeit deviance, erotophobia or behaviors that are syndrome-related rather then sexually related.